Retirement Plan Services

For over 25 years, Essex Financial Services, Inc. has been a trusted provider of Advisory and Consulting services to employer-sponsored retirement plans in New England. As an Independent Registered Investment Advisor, EFS provides unbiased, consultative guidance and advice to plan trustees and participants.

Fiduciary Solutions

  • ERISA Section 3(38) or 3(21)(A) Co-Fiduciary Services
  • Monitor investments for performance, quality and suitability
  • Provide and maintain a customized Investment Policy Statement
  • Full transparency and disclosure of services and fees

Plan Consulting

  • Plan suitability review and recommendation for optimal solution or continuation
  • 401(k), 403(b), SEP IRA, SIMPLE IRA, Solo 401(k), 457, etc.
  • Gather, evaluate and compare proposals from Record Keepers and/or TPA’s
  • Benchmarking of investments, fees and/or technology
  • 404(a)(5), 408(b)(2) and 404(c) regulatory disclosure assistance

Participant Assistance

  • Onsite group and/or individual enrollment and investment meetings
  • Point of contact for employee questions/requests
  • Retirement Income Planning
  • Investment consultations
  • Loans, distributions, deferral changes, beneficiary updates, etc.

To request information regarding EFS’s Retirement Plan Services Department, contact James M. Sullivan, AIF® Email: James.Sullivan@EssexFinancialServices.com.

Contact

860-767-4300

Highlights

Michael LaRiviere earns Certified Financial Planner Designation

Michael LaRiviere earns Certified Financial Planner Designation
Read the Press Release

David LaMay's Legacy of Giving

A life-long resident of Old Saybrook, David LaMay believes in giving back to his community. Courtesy of The Harbor News November 2, 2016

Financial Times Recognizes James Sullivan, AIF®

James Sullivan Named to 2016 Financial Times 401 Top Retirement Plan Advisers
Read the Press Release

EFS Gives Back

Essex Financial Services Employees Send Deep River Child to Camp Rising Sun Courtesy of The Valley Courier Sept. 1, 2016